Investment advisers in Novato, CA
5 SEC-registered firms with a main office here.
Form ADV data as of 2026-09-01| Firm | Assets | Employees | Disclosures |
|---|---|---|---|
| Hennessy Advisors, Inc. | $4.25 billion | 19 | 0 |
| Ketron Financial LLC | $384.0 million | 5 | 0 |
| Alpha Wealth Management and Planning LLC | $319.6 million | 8 | 0 |
| Mcm Wealth | $170.8 million | 7 | 0 |
| Sonoma Private Wealth LLC | $158.5 million | 6 | 0 |