Adp Strategic Plan Services, LLC
Registered investment adviser · Roseland, NJ · CRD #286555
Form ADV data as of 2026-09-01Regulatory assets
$23.78 billion
Total accounts
90,603
Employees
13
Disclosure events
0
Firm details
- Website: https://www.adpstrategicplanservices.com
- Telephone: (973) 712-2000
- SEC file number: 801-109013
- Most recent Form ADV filing: 2026-07-10
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $23.78 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $23.78 billion |
| Discretionary accounts | 90,603 |
| Non-discretionary accounts | 0 |
| Total accounts | 90,603 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 13 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 12 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 739 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $23.77 billion |
| Clients for whom a related person has custody | 90,532 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pension and profit sharing plans (not the participants or government plans) | 90,603 | $23.78 billion |