Advantage Investment Management
Registered investment adviser · Louisville, KY · CRD #146493
Form ADV data as of 2026-09-01Regulatory assets
$215.4 million
Total accounts
369
Employees
10
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/11051983/
- Telephone: 502-212-3000
- SEC file number: 801-125798
- Most recent Form ADV filing: 2026-08-12
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $167.9 million |
| Non-discretionary regulatory assets under management | $47.5 million |
| Total regulatory assets under management | $215.4 million |
| Discretionary accounts | 323 |
| Non-discretionary accounts | 46 |
| Total accounts | 369 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 10 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 5 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 3 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 310 | $72.7 million |
| High net worth individuals | 43 | $110.6 million |
| Pension and profit sharing plans (not the participants or government plans) | 8 | $25.0 million |
| Charitable organizations | 4 | $7.1 million |
| Corporations or other businesses not listed above | 4 | $31,747 |