Advisory Investor Services LLC
Registered investment adviser · Miami, FL · CRD #173134
Form ADV data as of 2026-09-01Regulatory assets
$209.9 million
Total accounts
231
Employees
12
Disclosure events
0
Firm details
- Website: https://advisoryinvestorservices.com
- Telephone: 786-462-6044
- SEC file number: 801-122774
- Most recent Form ADV filing: 2026-07-06
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $153.8 million |
| Non-discretionary regulatory assets under management | $56.1 million |
| Total regulatory assets under management | $209.9 million |
| Discretionary accounts | 195 |
| Non-discretionary accounts | 36 |
| Total accounts | 231 |
| Regulatory assets under management attributable to non-U.S. persons | $181.1 million |
People
| Total employees (excluding clerical) | 12 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 7 |
| Employees registered as investment adviser representatives with a state | 7 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 1 |
| Firms or persons who solicit advisory clients on the firm's behalf | 5 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 6 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 87 | $31.5 million |
| High net worth individuals | 44 | $32.5 million |
| Other | 58 | $145.8 million |