Adviser Record

Allstate Financial Advisors, LLC

Registered investment adviser · Lincoln, NE · CRD #109524

Form ADV data as of 2026-09-01
Regulatory assets
$142.4 million
Total accounts
493
Employees
341
Disclosure events
2

Firm details

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$0
Non-discretionary regulatory assets under management$142.4 million
Total regulatory assets under management$142.4 million
Discretionary accounts0
Non-discretionary accounts493
Total accounts493
Regulatory assets under management attributable to non-U.S. persons$0

People

Total employees (excluding clerical)341
Employees performing investment advisory functions (including research)0
Employees who are registered representatives of a broker-dealer341
Employees registered as investment adviser representatives with a state341
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents309
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

Other

Advisory services offered

Selection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Client types

Type of clientClientsAssets
Individuals (other than high net worth individuals)397$142.4 million