Alpinvest US Holdings, LLC
Registered investment adviser · New York, NY · CRD #328458
Form ADV data as of 2026-09-01Regulatory assets
$57.66 billion
Total accounts
136
Employees
289
Disclosure events
3
Firm details
- Website: https://www.linkedin.com/company/the-carlyle-group
- Telephone: (646) 735-4293
- SEC file number: 801-129132
- Most recent Form ADV filing: 2026-07-16
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 3 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $56.31 billion |
| Non-discretionary regulatory assets under management | $1.35 billion |
| Total regulatory assets under management | $57.66 billion |
| Discretionary accounts | 125 |
| Non-discretionary accounts | 11 |
| Total accounts | 136 |
| Regulatory assets under management attributable to non-U.S. persons | $33.87 billion |
People
| Total employees (excluding clerical) | 289 |
| Employees performing investment advisory functions (including research) | 127 |
| Employees who are registered representatives of a broker-dealer | 11 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $39.24 billion |
| Clients for whom a related person has custody | 136 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 10 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 1 | $37.1 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 120 | $53.73 billion |
| Pension and profit sharing plans (not the participants or government plans) | 1 | $27.6 million |
| State or municipal government entities (including government pension plans) | 2 | $224.3 million |
| Other investment advisers | 1 | $6.8 million |
| Insurance companies | 2 | $684.9 million |
| Sovereign wealth funds and foreign official institutions | 9 | $2.95 billion |