Alps Advisors, Inc.

Registered investment adviser · Denver, CO · CRD #134340

Form ADV data as of 2026-09-01

Regulatory assets

$38.83 billion

Total accounts

Employees

Disclosure events

Firm details

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$38.29 billion
Non-discretionary regulatory assets under management	$537.1 million
Total regulatory assets under management	$38.83 billion
Discretionary accounts	19
Non-discretionary accounts	3
Total accounts	22
Regulatory assets under management attributable to non-U.S. persons	$0

Total employees (excluding clerical)	73
Employees performing investment advisory functions (including research)	28
Employees who are registered representatives of a broker-dealer	27
Employees registered as investment adviser representatives with a state	15
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

A percentage of assets under managementFixed fees (other than subscription fees)Other

Portfolio management for investment companiesPortfolio management for businesses or institutional clients

Commodity pool operator or commodity trading advisor

Broker-dealer, municipal securities dealer, or government securities broker or dealer

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Type of client	Clients	Assets
Investment companies	8	$37.10 billion
Other investment advisers	14	$1.73 billion