Alsworth Capital Management, LLC
Registered investment adviser · Corning, NY · CRD #281417
Form ADV data as of 2026-09-01Regulatory assets
$116.7 million
Total accounts
438
Employees
8
Disclosure events
0
Firm details
- Website: http://www.alsworthcapital.com/node/152622
- Telephone: (607) 973-2665
- SEC file number: 801-113550
- Most recent Form ADV filing: 2026-03-30
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $116.7 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $116.7 million |
| Discretionary accounts | 438 |
| Non-discretionary accounts | 0 |
| Total accounts | 438 |
| Regulatory assets under management attributable to non-U.S. persons | $827,809 |
People
| Total employees (excluding clerical) | 8 |
| Employees performing investment advisory functions (including research) | 2 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 2 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 1 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 120 | $28.3 million |
| High net worth individuals | 52 | $74.7 million |
| Pension and profit sharing plans (not the participants or government plans) | 5 | $7.4 million |
| Charitable organizations | Not reported | $4.9 million |
| Corporations or other businesses not listed above | Not reported | $1.4 million |