Alternative Investment Advisors, LLC

Registered investment adviser · Maitland, FL · CRD #160108

Form ADV data as of 2026-09-01

Regulatory assets

$385.9 million

Total accounts

2,817

Employees

Disclosure events

Firm details

Website: https://www.ffs1.com
Telephone: 407-261-4242
SEC file number: 801-117266
Most recent Form ADV filing: 2026-03-27
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A self-regulatory organization found a false statement or omission
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm
Currently subject to a regulatory proceeding that could result in a disclosure under 11.C., 11.D., or 11.E.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$375.5 million
Non-discretionary regulatory assets under management	$10.4 million
Total regulatory assets under management	$385.9 million
Discretionary accounts	2,811
Non-discretionary accounts	6
Total accounts	2,817
Regulatory assets under management attributable to non-U.S. persons	$357,440

People

Total employees (excluding clerical)	15
Employees performing investment advisory functions (including research)	11
Employees who are registered representatives of a broker-dealer	2
Employees registered as investment adviser representatives with a state	11
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	5
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealer

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	1,349	$250.7 million
High net worth individuals	69	$124.8 million
Pension and profit sharing plans (not the participants or government plans)	6	$10.4 million