Amerant Investments, Inc.

Registered investment adviser · Coral Gables, FL · CRD #117284

Form ADV data as of 2026-09-01

Regulatory assets

$782.4 million

Total accounts

1,296

Employees

Disclosure events

Firm details

Website: https://amerantinvestments.marstone.com/
Telephone: 305-460-8599
SEC file number: 801-61889
Most recent Form ADV filing: 2026-04-22
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$482.0 million
Non-discretionary regulatory assets under management	$300.4 million
Total regulatory assets under management	$782.4 million
Discretionary accounts	992
Non-discretionary accounts	304
Total accounts	1,296
Regulatory assets under management attributable to non-U.S. persons	$538.9 million

People

Total employees (excluding clerical)	35
Employees performing investment advisory functions (including research)	22
Employees who are registered representatives of a broker-dealer	35
Employees registered as investment adviser representatives with a state	22
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Other business activities

Broker-dealer (registered or unregistered)

Affiliated related persons

Banking or thrift institutionTrust company

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	841	$139.4 million
High net worth individuals	143	$268.2 million
Pooled investment vehicles (other than investment companies and BDCs)	1	$26.8 million
Charitable organizations	13	$6.6 million
Corporations or other businesses not listed above	299	$341.3 million