Anda Asset Management Co., Ltd.
Registered investment adviser · Seoul · CRD #165123
Form ADV data as of 2026-09-01Regulatory assets
$1.23 billion
Total accounts
74
Employees
32
Disclosure events
3
Firm details
- Website: http://www.andaasset.com
- Telephone: 822-2156-2800
- SEC file number: 801-77146
- Most recent Form ADV filing: 2026-06-25
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.12 billion |
| Non-discretionary regulatory assets under management | $106.3 million |
| Total regulatory assets under management | $1.23 billion |
| Discretionary accounts | 46 |
| Non-discretionary accounts | 28 |
| Total accounts | 74 |
| Regulatory assets under management attributable to non-U.S. persons | $1.23 billion |
People
| Total employees (excluding clerical) | 32 |
| Employees performing investment advisory functions (including research) | 23 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 1 | $27.5 million |
| Investment companies | 28 | $106.3 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 40 | $921.3 million |
| Pension and profit sharing plans (not the participants or government plans) | 4 | $127.5 million |
| Other | 1 | $43.5 million |