Apella Wealth
Registered investment adviser · West Hartford, CT · CRD #171106
Form ADV data as of 2026-09-01Regulatory assets
$11.07 billion
Total accounts
24,058
Employees
179
Disclosure events
0
Firm details
- Website: https://twitter.com/talkrealmoney
- Telephone: 860.785.2260
- SEC file number: 801-79650
- Most recent Form ADV filing: 2026-07-22
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $8.78 billion |
| Non-discretionary regulatory assets under management | $2.29 billion |
| Total regulatory assets under management | $11.07 billion |
| Discretionary accounts | 17,089 |
| Non-discretionary accounts | 6,969 |
| Total accounts | 24,058 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 179 |
| Employees performing investment advisory functions (including research) | 88 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 88 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $28.2 million |
| Clients for whom the firm has custody | 20 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $5.23 billion |
| Clients for whom a related person has custody | 10,960 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 5 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 4,548 | $1.08 billion |
| High net worth individuals | 3,591 | $9.39 billion |
| Pension and profit sharing plans (not the participants or government plans) | 145 | $363.1 million |
| Charitable organizations | 129 | $46.6 million |
| Corporations or other businesses not listed above | 90 | $179.2 million |