Aperio Group, LLC
Registered investment adviser · Sausalito, CA · CRD #111616
Form ADV data as of 2026-09-01Regulatory assets
$152.13 billion
Total accounts
33,901
Employees
208
Disclosure events
12
Firm details
- Website: https://www.blackrock.com
- Telephone: 415-339-4300
- SEC file number: 801-57184
- Most recent Form ADV filing: 2026-04-02
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 8 disclosure questions answered Yes, covering 12 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- A self-regulatory organization found a violation of its rules
- Currently subject to a regulatory proceeding that could result in a disclosure under 11.C., 11.D., or 11.E.
- Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $152.13 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $152.13 billion |
| Discretionary accounts | 33,901 |
| Non-discretionary accounts | 0 |
| Total accounts | 33,901 |
| Regulatory assets under management attributable to non-U.S. persons | $2.62 billion |
People
| Total employees (excluding clerical) | 208 |
| Employees performing investment advisory functions (including research) | 88 |
| Employees who are registered representatives of a broker-dealer | 38 |
| Employees registered as investment adviser representatives with a state | 27 |
| Employees registered as IARs for another investment adviser | 27 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 5,717 | $3.47 billion |
| High net worth individuals | 25,295 | $95.15 billion |
| Banking or thrift institutions | 1 | $440,772 |
| Investment companies | 3 | $787.7 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 12 | $1.99 billion |
| Pension and profit sharing plans (not the participants or government plans) | 39 | $134.3 million |
| Charitable organizations | 800 | $22.47 billion |
| State or municipal government entities (including government pension plans) | 1 | $13.4 million |
| Other investment advisers | 8 | $12.4 million |
| Insurance companies | 1 | $4.1 million |
| Corporations or other businesses not listed above | 151 | $1.95 billion |
| Other | 1,873 | $26.15 billion |