Aston Capital Management
Registered investment adviser · Coral Gables, FL · CRD #291310
Form ADV data as of 2026-09-01Regulatory assets
$711.8 million
Total accounts
184
Employees
3
Disclosure events
0
Firm details
- Website: https://www.astoncapital.net/
- Telephone: 305 722 5989
- SEC file number: 801-112788
- Most recent Form ADV filing: 2026-03-13
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $515.6 million |
| Non-discretionary regulatory assets under management | $196.2 million |
| Total regulatory assets under management | $711.8 million |
| Discretionary accounts | 99 |
| Non-discretionary accounts | 85 |
| Total accounts | 184 |
| Regulatory assets under management attributable to non-U.S. persons | $577.5 million |
People
| Total employees (excluding clerical) | 3 |
| Employees performing investment advisory functions (including research) | 3 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 3 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 31 | $333.9 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 5 | $377.8 million |