Aurora Private Wealth, Inc.

Registered investment adviser · Totowa, NJ · CRD #281604

Form ADV data as of 2026-09-01

Regulatory assets

$374.0 million

Total accounts

1,508

Employees

Disclosure events

Firm details

Website: https://facebook.com/indigowealthmanagement
Telephone: 973-394-0404
SEC file number: 801-110498
Most recent Form ADV filing: 2026-07-01
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$374.0 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$374.0 million
Discretionary accounts	1,508
Non-discretionary accounts	0
Total accounts	1,508
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	21
Employees performing investment advisory functions (including research)	12
Employees who are registered representatives of a broker-dealer	13
Employees registered as investment adviser representatives with a state	13
Employees registered as IARs for another investment adviser	1
Employees who are licensed insurance agents	13
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
Client funds and securities held in the firm's custody	$0
Clients for whom the firm has custody	0
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	1,427	$202.9 million
High net worth individuals	81	$171.2 million