Adviser Record

B.O.S.S. Retirement Advisors, LLC

Registered investment adviser · Lehi, UT · CRD #171143

Form ADV data as of 2026-09-01
Regulatory assets
$1.38 billion
Total accounts
11,452
Employees
87
Disclosure events
1

Firm details

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$1.38 billion
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$1.38 billion
Discretionary accounts11,452
Non-discretionary accounts0
Total accounts11,452
Regulatory assets under management attributable to non-U.S. persons$0

People

Total employees (excluding clerical)87
Employees performing investment advisory functions (including research)49
Employees who are registered representatives of a broker-dealer0
Employees registered as investment adviser representatives with a state49
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents56
Firms or persons who solicit advisory clients on the firm's behalf1

Custody

Has custody of client cash or bank accountsYes
Has custody of client securitiesYes
Client funds and securities held in the firm's custody$602.4 million
Clients for whom the firm has custody2,675
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo
Number of persons acting as qualified custodians for the firm's clients2

How the firm is compensated

Fixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
Individuals (other than high net worth individuals)4,827$1.14 billion
High net worth individuals129$217.4 million
Pension and profit sharing plans (not the participants or government plans)47$15.4 million
Corporations or other businesses not listed above10$10.5 million