Baird Strategas LLC
Registered investment adviser · New York, NY · CRD #149326
Form ADV data as of 2026-09-01Regulatory assets
$0
Total accounts
0
Employees
50
Disclosure events
1
Firm details
- Website: https://www.linkedin.com/company/strategas
- Telephone: 212-906-0130
- SEC file number: 801-116875
- Most recent Form ADV filing: 2026-07-15
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | No |
| Discretionary regulatory assets under management | $0 |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $0 |
| Discretionary accounts | 0 |
| Non-discretionary accounts | 0 |
| Total accounts | 0 |
People
| Total employees (excluding clerical) | 50 |
| Employees performing investment advisory functions (including research) | 15 |
| Employees who are registered representatives of a broker-dealer | 49 |
| Employees registered as investment adviser representatives with a state | 6 |
| Employees registered as IARs for another investment adviser | 3 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Banking or thrift institutions | 26 | $0 |
| Pooled investment vehicles (other than investment companies and BDCs) | 19 | $0 |
| Pension and profit sharing plans (not the participants or government plans) | 6 | $0 |
| Charitable organizations | 7 | $0 |
| State or municipal government entities (including government pension plans) | 9 | $0 |
| Other investment advisers | 414 | $0 |
| Insurance companies | 6 | $0 |
| Sovereign wealth funds and foreign official institutions | 2 | $0 |
| Corporations or other businesses not listed above | 1 | $0 |