Bass and Bell, Inc.
Registered investment adviser · Little Rock, AR · CRD #300557
Form ADV data as of 2026-09-01Regulatory assets
$1.02 billion
Total accounts
1,322
Employees
6
Disclosure events
0
Firm details
- Website: http://www.bassandbell.com
- Telephone: 501-664-4170
- SEC file number: 801-114766
- Most recent Form ADV filing: 2026-03-25
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.02 billion |
| Non-discretionary regulatory assets under management | $3.4 million |
| Total regulatory assets under management | $1.02 billion |
| Discretionary accounts | 1,319 |
| Non-discretionary accounts | 3 |
| Total accounts | 1,322 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 6 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 6 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 5 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 109 | $78.5 million |
| High net worth individuals | 220 | $810.0 million |
| Pension and profit sharing plans (not the participants or government plans) | 15 | $34.6 million |
| Charitable organizations | 7 | $83.5 million |
| Corporations or other businesses not listed above | 22 | $18.3 million |