Bernard L. Madoff Investment Securities LLC
Registered investment adviser · New York, NY · CRD #2625
Form ADV data as of 2026-09-01Regulatory assets
$17.09 billion
Total accounts
23
Employees
Not reported
Disclosure events
2
Firm details
- Website: www.madoff.com
- Telephone: 212-230-2424
- SEC file number: 801-67134
- Most recent Form ADV filing: 2008-01-07
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $17.09 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $17.09 billion |
| Discretionary accounts | 23 |
| Non-discretionary accounts | 0 |
| Total accounts | 23 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients