Adviser Record

Bluerock Fund Advisor, LLC

Registered investment adviser · New York, NY · CRD #165015

Form ADV data as of 2026-09-01
Regulatory assets
$3.46 billion
Total accounts
1
Employees
11
Disclosure events
0

Firm details

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$3.46 billion
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$3.46 billion
Discretionary accounts1
Non-discretionary accounts0
Total accounts1
Regulatory assets under management attributable to non-U.S. persons$0

People

Total employees (excluding clerical)11
Employees performing investment advisory functions (including research)11
Employees who are registered representatives of a broker-dealer2
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for investment companies

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Sponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Client types

Type of clientClientsAssets
Investment companies1$3.46 billion