Bny Mellon Advisors, Inc.

Registered investment adviser · New York, NY · CRD #106108

Form ADV data as of 2026-09-01

Regulatory assets

$33.48 billion

Total accounts

163,433

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/bnyinvestments
Telephone: 212-495-1784
SEC file number: 801-52378
Most recent Form ADV filing: 2026-05-28
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 6 disclosure questions answered Yes, covering 10 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$33.21 billion
Non-discretionary regulatory assets under management	$271.7 million
Total regulatory assets under management	$33.48 billion
Discretionary accounts	163,432
Non-discretionary accounts	1
Total accounts	163,433
Regulatory assets under management attributable to non-U.S. persons	$485.8 million

People

Total employees (excluding clerical)	66
Employees performing investment advisory functions (including research)	44
Employees who are registered representatives of a broker-dealer	14
Employees registered as investment adviser representatives with a state	5
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	4

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$0
Clients for whom the firm has custody	0
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$33.17 billion
Clients for whom a related person has custody	125,569
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	5

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Performance-based feesOther

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Other

Other business activities

Commodity pool operator or commodity trading advisorOther financial product salesperson

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered municipal advisorCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companyInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Recommends securities in which it has another proprietary interest
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	120,219	$23.66 billion
High net worth individuals	4,358	$7.86 billion
Banking or thrift institutions	Not reported	$271.7 million
Pension and profit sharing plans (not the participants or government plans)	472	$160.9 million
Charitable organizations	243	$594.4 million
State or municipal government entities (including government pension plans)	Not reported	$528,361
Other investment advisers	Not reported	$223.3 million
Corporations or other businesses not listed above	409	$452.0 million
Other	Not reported	$259.9 million