Bos Asset Management, LLC
Registered investment adviser · Springfield, IL · CRD #310632
Form ADV data as of 2026-09-01Regulatory assets
$1.03 billion
Total accounts
1,273
Employees
11
Disclosure events
0
Firm details
- Website: https://bosassetmanagement.com/
- Telephone: 833-943-8090
- SEC file number: 801-119836
- Most recent Form ADV filing: 2026-08-24
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $951.8 million |
| Non-discretionary regulatory assets under management | $79.6 million |
| Total regulatory assets under management | $1.03 billion |
| Discretionary accounts | 1,073 |
| Non-discretionary accounts | 200 |
| Total accounts | 1,273 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 11 |
| Employees performing investment advisory functions (including research) | 8 |
| Employees who are registered representatives of a broker-dealer | 1 |
| Employees registered as investment adviser representatives with a state | 8 |
| Employees registered as IARs for another investment adviser | 1 |
| Employees who are licensed insurance agents | 3 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $224.1 million |
| Clients for whom the firm has custody | 183 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $17.4 million |
| Clients for whom a related person has custody | 1 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 4 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 438 | $151.8 million |
| High net worth individuals | 129 | $323.0 million |
| Pension and profit sharing plans (not the participants or government plans) | 6 | $8.6 million |
| Charitable organizations | 5 | $24.8 million |
| State or municipal government entities (including government pension plans) | 1 | $282,133 |
| Insurance companies | 3 | $34.2 million |
| Corporations or other businesses not listed above | 45 | $488.6 million |