Branson Fowlkes & Co Inc

Registered investment adviser · Houston, TX · CRD #107657

Form ADV data as of 2026-09-01

Regulatory assets

$439.4 million

Total accounts

1,126

Employees

Disclosure events

Firm details

Website: http://www.bransonfowlkes.com/
Telephone: 713-780-0606
SEC file number: 801-44173
Most recent Form ADV filing: 2026-03-23
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$391.9 million
Non-discretionary regulatory assets under management	$47.5 million
Total regulatory assets under management	$439.4 million
Discretionary accounts	1,001
Non-discretionary accounts	125
Total accounts	1,126
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	7
Employees performing investment advisory functions (including research)	7
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	7
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	3
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients

Affiliated related persons

Other investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	62	$47.9 million
High net worth individuals	126	$371.5 million
Pension and profit sharing plans (not the participants or government plans)	5	$17.5 million
Charitable organizations	Not reported	$2.5 million