Breckinridge Capital Advisors Inc
Registered investment adviser · Boston, MA · CRD #107143
Form ADV data as of 2026-09-01Regulatory assets
$54.28 billion
Total accounts
18,447
Employees
88
Disclosure events
0
Firm details
- Website: https://x.com/breckcap
- Telephone: 617-443-0779
- SEC file number: 801-43833
- Most recent Form ADV filing: 2026-03-18
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $54.28 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $54.28 billion |
| Discretionary accounts | 18,447 |
| Non-discretionary accounts | 0 |
| Total accounts | 18,447 |
| Regulatory assets under management attributable to non-U.S. persons | $68.5 million |
People
| Total employees (excluding clerical) | 88 |
| Employees performing investment advisory functions (including research) | 41 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 27 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 54 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 8,657 | $4.99 billion |
| High net worth individuals | 7,705 | $29.46 billion |
| Investment companies | 2 | $113.2 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 1 | $197.7 million |
| Pension and profit sharing plans (not the participants or government plans) | 33 | $66.0 million |
| Charitable organizations | 975 | $9.54 billion |
| State or municipal government entities (including government pension plans) | 6 | $75.1 million |
| Insurance companies | 13 | $194.8 million |
| Corporations or other businesses not listed above | 987 | $8.02 billion |
| Other | 68 | $1.62 billion |