Btg Pactual Asset Management US , LLC
Registered investment adviser · New York, NY · CRD #152538
Form ADV data as of 2026-09-01Regulatory assets
$30.11 billion
Total accounts
621
Employees
180
Disclosure events
1
Firm details
- Website: https://www.facebook.com/btgpactual/
- Telephone: 212-293-4600
- SEC file number: 801-71004
- Most recent Form ADV filing: 2026-03-31
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $29.72 billion |
| Non-discretionary regulatory assets under management | $390.5 million |
| Total regulatory assets under management | $30.11 billion |
| Discretionary accounts | 563 |
| Non-discretionary accounts | 58 |
| Total accounts | 621 |
| Regulatory assets under management attributable to non-U.S. persons | $27.82 billion |
People
| Total employees (excluding clerical) | 180 |
| Employees performing investment advisory functions (including research) | 108 |
| Employees who are registered representatives of a broker-dealer | 60 |
| Employees registered as investment adviser representatives with a state | 68 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 23 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $19.50 billion |
| Clients for whom the firm has custody | 51 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $995.2 million |
| Clients for whom a related person has custody | 52 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 25 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
- Brokers or dealers selected under 8.C.(3) are related persons
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 77 | $34.6 million |
| High net worth individuals | 139 | $1.10 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 57 | $20.03 billion |
| Sovereign wealth funds and foreign official institutions | Not reported | $7.27 billion |
| Corporations or other businesses not listed above | 343 | $1.67 billion |