Adviser Record

C&s Investment

Registered investment adviser · Vaduz, Vaduz · CRD #294103

Form ADV data as of 2026-09-01
Regulatory assets
$146.2 million
Total accounts
20
Employees
8
Disclosure events
1

Firm details

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$146.2 million
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$146.2 million
Discretionary accounts20
Non-discretionary accounts0
Total accounts20
Regulatory assets under management attributable to non-U.S. persons$146.2 million

People

Total employees (excluding clerical)8
Employees performing investment advisory functions (including research)4
Employees who are registered representatives of a broker-dealer0
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Other business activities

Other financial product salesperson

Client types

Type of clientClientsAssets
High net worth individualsNot reported$4.0 million
Pooled investment vehicles (other than investment companies and BDCs)15$142.2 million