Capital International, Inc.
Registered investment adviser · Los Angeles, CA · CRD #110682
Form ADV data as of 2026-09-01Regulatory assets
$51.92 billion
Total accounts
118
Employees
263
Disclosure events
2
Firm details
- Website: https://mymanagedfunds.com.au/funds/capital/login?aspxautodetectcookiesupport=1
- Telephone: 213-486-9200
- SEC file number: 801-32104
- Most recent Form ADV filing: 2026-05-29
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Convicted of or pled guilty/no contest to a felony (past 10 years)
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $51.92 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $51.92 billion |
| Discretionary accounts | 118 |
| Non-discretionary accounts | 0 |
| Total accounts | 118 |
| Regulatory assets under management attributable to non-U.S. persons | $14.07 billion |
People
| Total employees (excluding clerical) | 263 |
| Employees performing investment advisory functions (including research) | 46 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $431.2 million |
| Clients for whom the firm has custody | 4 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 8 | $6.61 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 28 | $15.27 billion |
| Pension and profit sharing plans (not the participants or government plans) | 49 | $13.92 billion |
| Charitable organizations | 1 | $529.3 million |
| State or municipal government entities (including government pension plans) | 15 | $4.50 billion |
| Insurance companies | 2 | $1.14 billion |
| Sovereign wealth funds and foreign official institutions | 4 | $3.58 billion |
| Corporations or other businesses not listed above | 5 | $6.34 billion |
| Other | 6 | $15.7 million |