Captrust
Registered investment adviser · Raleigh, NC · CRD #175112
Form ADV data as of 2026-09-01Regulatory assets
$1.24 trillion
Total accounts
146,777
Employees
1,841
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/captrust
- Telephone: 919-870-6822
- SEC file number: 801-62193
- Most recent Form ADV filing: 2026-05-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $320.18 billion |
| Non-discretionary regulatory assets under management | $916.53 billion |
| Total regulatory assets under management | $1.24 trillion |
| Discretionary accounts | 128,474 |
| Non-discretionary accounts | 18,303 |
| Total accounts | 146,777 |
| Regulatory assets under management attributable to non-U.S. persons | $565.4 million |
People
| Total employees (excluding clerical) | 1,841 |
| Employees performing investment advisory functions (including research) | 885 |
| Employees who are registered representatives of a broker-dealer | 422 |
| Employees registered as investment adviser representatives with a state | 885 |
| Employees registered as IARs for another investment adviser | 5 |
| Employees who are licensed insurance agents | 181 |
| Firms or persons who solicit advisory clients on the firm's behalf | 25 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $1.93 billion |
| Clients for whom a related person has custody | 408 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 40 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 19,698 | $6.61 billion |
| High net worth individuals | 18,154 | $89.36 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 17 | $224.4 million |
| Pension and profit sharing plans (not the participants or government plans) | 3,523 | $1.07 trillion |
| Charitable organizations | 232 | $25.08 billion |
| State or municipal government entities (including government pension plans) | 49 | $36.55 billion |
| Insurance companies | 10 | $1.38 billion |
| Corporations or other businesses not listed above | 67 | $5.91 billion |