Carlson Capital, L.P.
Registered investment adviser · Dallas, TX · CRD #118156
Form ADV data as of 2026-09-01Regulatory assets
$529.9 million
Total accounts
14
Employees
26
Disclosure events
1
Firm details
- Website: http://www.carlsoncapital.com
- Telephone: 214-932-9600
- SEC file number: 801-60758
- Most recent Form ADV filing: 2026-08-06
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $529.9 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $529.9 million |
| Discretionary accounts | 14 |
| Non-discretionary accounts | 0 |
| Total accounts | 14 |
| Regulatory assets under management attributable to non-U.S. persons | $218.8 million |
People
| Total employees (excluding clerical) | 26 |
| Employees performing investment advisory functions (including research) | 10 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pooled investment vehicles (other than investment companies and BDCs) | 14 | $529.9 million |