Adviser Record

Carlyle Global Credit Investment Management L.L.C.

Registered investment adviser · New York, NY · CRD #162053

Form ADV data as of 2026-09-01
Regulatory assets
$68.38 billion
Total accounts
155
Employees
382
Disclosure events
3

Firm details

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$66.03 billion
Non-discretionary regulatory assets under management$2.35 billion
Total regulatory assets under management$68.38 billion
Discretionary accounts144
Non-discretionary accounts11
Total accounts155
Regulatory assets under management attributable to non-U.S. persons$9.35 billion

People

Total employees (excluding clerical)382
Employees performing investment advisory functions (including research)155
Employees who are registered representatives of a broker-dealer38
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf1

Custody

Has custody of client cash or bank accountsYes
Has custody of client securitiesYes
Client funds and securities held in the firm's custody$28.62 billion
Clients for whom the firm has custody127
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo
Number of persons acting as qualified custodians for the firm's clients7

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Portfolio management for investment companiesPortfolio management for pooled investment vehicles

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
Investment companies2$7.13 billion
Business development companies2$5.60 billion
Pooled investment vehicles (other than investment companies and BDCs)132$38.88 billion
Insurance companies18$16.77 billion
Other1$0