Cascade Financial Partners, LLC
Registered investment adviser · San Diego, CA · CRD #326620
Form ADV data as of 2026-09-01Regulatory assets
$1.38 billion
Total accounts
1,093
Employees
9
Disclosure events
0
Firm details
- Website: https://www.cascadefinancialpartners.com/
- Telephone: 858-379-6701
- SEC file number: 801-128042
- Most recent Form ADV filing: 2026-03-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.35 billion |
| Non-discretionary regulatory assets under management | $30.5 million |
| Total regulatory assets under management | $1.38 billion |
| Discretionary accounts | 1,084 |
| Non-discretionary accounts | 9 |
| Total accounts | 1,093 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 9 |
| Employees performing investment advisory functions (including research) | 6 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 5 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $167.0 million |
| Clients for whom the firm has custody | 93 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 3 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 82 | $44.7 million |
| High net worth individuals | 201 | $1.34 billion |