Chappelwood Financial Services
Registered investment adviser · Edmond, OK · CRD #134318
Form ADV data as of 2026-09-01Regulatory assets
$113.1 million
Total accounts
372
Employees
3
Disclosure events
0
Firm details
- Website: http://www.chappelwood.com
- Telephone: 405-348-0909
- SEC file number: 801-135860
- Most recent Form ADV filing: 2026-04-07
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $0 |
| Non-discretionary regulatory assets under management | $113.1 million |
| Total regulatory assets under management | $113.1 million |
| Discretionary accounts | 0 |
| Non-discretionary accounts | 372 |
| Total accounts | 372 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 3 |
| Employees performing investment advisory functions (including research) | 3 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 3 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 3 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 148 | $69.6 million |
| High net worth individuals | 18 | $43.5 million |