Cibc Private Wealth Advisors, Inc.

Registered investment adviser · Chicago, IL · CRD #109644

Form ADV data as of 2026-09-01

Regulatory assets

$67.84 billion

Total accounts

29,019

Employees

610

Disclosure events

Firm details

Website: https://vimeo.com/cibcprivatewealth
Telephone: 312-368-7700
SEC file number: 801-57986
Most recent Form ADV filing: 2026-06-22
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 6 disclosure questions answered Yes, covering 13 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
A self-regulatory organization found a violation of its rules
A court dismissed an investment-related civil action under a settlement agreement
Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$64.42 billion
Non-discretionary regulatory assets under management	$3.42 billion
Total regulatory assets under management	$67.84 billion
Discretionary accounts	28,718
Non-discretionary accounts	301
Total accounts	29,019
Regulatory assets under management attributable to non-U.S. persons	$12.55 billion

People

Total employees (excluding clerical)	610
Employees performing investment advisory functions (including research)	220
Employees who are registered representatives of a broker-dealer	60
Employees registered as investment adviser representatives with a state	160
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	10

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$20.30 billion
Clients for whom the firm has custody	5,700
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	42

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Other

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered security-based swap dealerCommodity pool operator or commodity trading advisorFutures commission merchantBanking or thrift institutionTrust companySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	6,063	$9.73 billion
High net worth individuals	2,020	$34.76 billion
Investment companies	6	$2.06 billion
Pension and profit sharing plans (not the participants or government plans)	309	$950.3 million
Charitable organizations	402	$1.86 billion
State or municipal government entities (including government pension plans)	8	$384.3 million
Corporations or other businesses not listed above	427	$17.93 billion
Other	1	$153.0 million