Adviser Record

Comprehensive Capital Management, Inc.

Registered investment adviser · Totowa, NJ · CRD #119890

Form ADV data as of 2026-09-01
Regulatory assets
$77.5 million
Total accounts
2,334
Employees
11
Disclosure events
14

Firm details

Disciplinary disclosures

This firm reports 6 disclosure questions answered Yes, covering 14 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$77.5 million
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$77.5 million
Discretionary accounts2,334
Non-discretionary accounts0
Total accounts2,334
Regulatory assets under management attributable to non-U.S. persons$0

People

Total employees (excluding clerical)11
Employees performing investment advisory functions (including research)9
Employees who are registered representatives of a broker-dealer9
Employees registered as investment adviser representatives with a state9
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents9
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Market timing services

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
Individuals (other than high net worth individuals)2,334$77.5 million