Concorde Asset Management, LLC

Registered investment adviser · Ann Arbor, MI · CRD #140367

Form ADV data as of 2026-09-01

Regulatory assets

$598.4 million

Total accounts

3,705

Employees

Disclosure events

Firm details

Website: https://www.youtube.com/channel/ucfdegl3linbq1e-dems6gva
Telephone: 248-824-6710
SEC file number: 801-74519
Most recent Form ADV filing: 2026-07-24
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 6 disclosure questions answered Yes, covering 18 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator found the firm caused a business to lose or have its authorization restricted
Another regulator entered an order in connection with investment-related activity (past 10 years)
Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$584.4 million
Non-discretionary regulatory assets under management	$13.9 million
Total regulatory assets under management	$598.4 million
Discretionary accounts	3,648
Non-discretionary accounts	57
Total accounts	3,705
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	76
Employees performing investment advisory functions (including research)	67
Employees who are registered representatives of a broker-dealer	67
Employees registered as investment adviser representatives with a state	67
Employees registered as IARs for another investment adviser	16
Employees who are licensed insurance agents	54
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmInsurance company or agencyReal estate broker or dealerSponsor or syndicator of limited partnerships

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	3,651	$441.8 million
High net worth individuals	38	$150.2 million
Pension and profit sharing plans (not the participants or government plans)	8	$850,335
Charitable organizations	1	$405,820
Corporations or other businesses not listed above	7	$5.0 million