Connor Clark & Lunn Investment Management Ltd
Registered investment adviser · Vancouver, Bc · CRD #107557
Form ADV data as of 2026-09-01Regulatory assets
$85.59 billion
Total accounts
362
Employees
155
Disclosure events
4
Firm details
- Website: https://www.linkedin.com/company/connor-clark-&-lunn-investment-management/
- Telephone: 604-685-2020
- SEC file number: 801-79433
- Most recent Form ADV filing: 2026-08-26
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $85.59 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $85.59 billion |
| Discretionary accounts | 362 |
| Non-discretionary accounts | 0 |
| Total accounts | 362 |
| Regulatory assets under management attributable to non-U.S. persons | $61.92 billion |
People
| Total employees (excluding clerical) | 155 |
| Employees performing investment advisory functions (including research) | 56 |
| Employees who are registered representatives of a broker-dealer | 5 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 3 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $10.21 billion |
| Clients for whom a related person has custody | 9 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 9 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | Not reported | $40.7 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 28 | $29.96 billion |
| Pension and profit sharing plans (not the participants or government plans) | 91 | $13.50 billion |
| Charitable organizations | 33 | $1.60 billion |
| State or municipal government entities (including government pension plans) | 23 | $18.30 billion |
| Other investment advisers | Not reported | $5.93 billion |
| Insurance companies | 14 | $10.38 billion |
| Sovereign wealth funds and foreign official institutions | Not reported | $4.68 billion |
| Corporations or other businesses not listed above | 18 | $1.17 billion |
| Other | Not reported | $22.3 million |