Convergence Investment Partners, LLC
Registered investment adviser · Palm Beach Gardens, FL · CRD #148472
Form ADV data as of 2026-09-01Regulatory assets
$523.6 million
Total accounts
447
Employees
5
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/convergence-investment-partners/
- Telephone: 561-494-8001
- SEC file number: 801-69707
- Most recent Form ADV filing: 2026-03-23
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $477.9 million |
| Non-discretionary regulatory assets under management | $45.7 million |
| Total regulatory assets under management | $523.6 million |
| Discretionary accounts | 236 |
| Non-discretionary accounts | 211 |
| Total accounts | 447 |
| Regulatory assets under management attributable to non-U.S. persons | $400,123 |
People
| Total employees (excluding clerical) | 5 |
| Employees performing investment advisory functions (including research) | 4 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 4 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 224 | $165.7 million |
| Investment companies | 1 | $268.0 million |
| Charitable organizations | 5 | $38.4 million |
| Other investment advisers | 211 | $45.7 million |
| Insurance companies | Not reported | $3.6 million |
| Corporations or other businesses not listed above | Not reported | $2.1 million |