Copia Wealth Management
Registered investment adviser · Bend, OR · CRD #281873
Form ADV data as of 2026-09-01Regulatory assets
$157.5 million
Total accounts
850
Employees
4
Disclosure events
1
Firm details
- Website: http://www.copiawealthmanagement.com
- Telephone: 541-647-2545
- SEC file number: 801-131499
- Most recent Form ADV filing: 2026-02-04
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found the firm caused a business to lose or have its authorization restricted
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $152.5 million |
| Non-discretionary regulatory assets under management | $5.1 million |
| Total regulatory assets under management | $157.5 million |
| Discretionary accounts | 791 |
| Non-discretionary accounts | 59 |
| Total accounts | 850 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 4 |
| Employees performing investment advisory functions (including research) | 3 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 3 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 3 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 231 | $58.1 million |
| High net worth individuals | 57 | $96.2 million |
| Pension and profit sharing plans (not the participants or government plans) | Not reported | $3.2 million |