Corient
Registered investment adviser · Miami, FL · CRD #319448
Form ADV data as of 2026-09-01Regulatory assets
$165.25 billion
Total accounts
113,752
Employees
1,537
Disclosure events
2
Firm details
- Website: https://www.linkedin.com/company/corientprivatewealth/
- Telephone: (305) 735-2020
- SEC file number: 801-124978
- Most recent Form ADV filing: 2026-08-21
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a violation of its rules
- A self-regulatory organization expelled, suspended, barred, or restricted the firm
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $148.00 billion |
| Non-discretionary regulatory assets under management | $17.25 billion |
| Total regulatory assets under management | $165.25 billion |
| Discretionary accounts | 104,460 |
| Non-discretionary accounts | 9,292 |
| Total accounts | 113,752 |
| Regulatory assets under management attributable to non-U.S. persons | $691.8 million |
People
| Total employees (excluding clerical) | 1,537 |
| Employees performing investment advisory functions (including research) | 620 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 494 |
| Employees registered as IARs for another investment adviser | 5 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 33 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $80.46 billion |
| Clients for whom the firm has custody | 18,566 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 79 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 6,392 | $2.67 billion |
| High net worth individuals | 19,571 | $155.03 billion |
| Banking or thrift institutions | 1 | $1.0 million |
| Investment companies | 7 | $73.8 million |
| Pension and profit sharing plans (not the participants or government plans) | 97 | $1.16 billion |
| Charitable organizations | 311 | $3.52 billion |
| Other investment advisers | 4 | $244.8 million |
| Insurance companies | 3 | $86.0 million |
| Corporations or other businesses not listed above | 164 | $2.19 billion |
| Other | 36 | $284.6 million |