Cramer Rosenthal Mcglynn LLC
Registered investment adviser · Stamford, CT · CRD #107911
Form ADV data as of 2026-09-01Regulatory assets
$2.27 billion
Total accounts
283
Employees
24
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/cramer-rosenthal-mcglynn/about/
- Telephone: 212-326-5300
- SEC file number: 801-55244
- Most recent Form ADV filing: 2026-08-14
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.75 billion |
| Non-discretionary regulatory assets under management | $518.5 million |
| Total regulatory assets under management | $2.27 billion |
| Discretionary accounts | 278 |
| Non-discretionary accounts | 5 |
| Total accounts | 283 |
| Regulatory assets under management attributable to non-U.S. persons | $93.7 million |
People
| Total employees (excluding clerical) | 24 |
| Employees performing investment advisory functions (including research) | 9 |
| Employees who are registered representatives of a broker-dealer | 6 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 1 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $25.6 million |
| Clients for whom the firm has custody | 1 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | Yes |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 163 | $31.3 million |
| High net worth individuals | 80 | $192.4 million |
| Investment companies | 5 | $917.3 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 5 | $143.2 million |
| Pension and profit sharing plans (not the participants or government plans) | 7 | $22.0 million |
| State or municipal government entities (including government pension plans) | 4 | $197.9 million |
| Corporations or other businesses not listed above | 8 | $99.2 million |
| Other | 10 | $663.1 million |