Cws Capital Partners LLC

Registered investment adviser · Newport Beach, CA · CRD #166871

Form ADV data as of 2026-09-01

Regulatory assets

$268.4 million

Total accounts

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/cws-capital-partners/
Telephone: 800-466-0020
SEC file number: 801-107474
Most recent Form ADV filing: 2026-05-04
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$268.4 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$268.4 million
Discretionary accounts	28
Non-discretionary accounts	0
Total accounts	28
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	52
Employees performing investment advisory functions (including research)	25
Employees who are registered representatives of a broker-dealer	17
Employees registered as investment adviser representatives with a state	12
Employees registered as IARs for another investment adviser	3
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	No
Client funds and securities held in the firm's custody	$3.2 million
Clients for whom the firm has custody	27
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	No
Client funds and securities held in a related person's custody	$3.2 million
Clients for whom a related person has custody	27
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	4

How the firm is compensated

Performance-based feesOther

Advisory services offered

Portfolio management for pooled investment vehiclesOther

Other business activities

Real estate broker, dealer, or agent

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Sponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities for which it serves as underwriter or general partner
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Pooled investment vehicles (other than investment companies and BDCs)	28	$268.4 million