Efg Private Wealth Management (Americas) Corp.

Registered investment adviser · Miami, FL · CRD #158905

Form ADV data as of 2026-09-01

Regulatory assets

$2.30 billion

Total accounts

696

Employees

Disclosure events

Firm details

Website: https://www.efginternational.com/us.html
Telephone: 305-482-8000
SEC file number: 801-72773
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$1.95 billion
Non-discretionary regulatory assets under management	$354.1 million
Total regulatory assets under management	$2.30 billion
Discretionary accounts	688
Non-discretionary accounts	8
Total accounts	696
Regulatory assets under management attributable to non-U.S. persons	$2.07 billion

People

Total employees (excluding clerical)	56
Employees performing investment advisory functions (including research)	25
Employees who are registered representatives of a broker-dealer	52
Employees registered as investment adviser representatives with a state	46
Employees registered as IARs for another investment adviser	2
Employees who are licensed insurance agents	1
Firms or persons who solicit advisory clients on the firm's behalf	33

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$1.34 billion
Clients for whom a related person has custody	309
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Banking or thrift institutionTrust companyInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	103	$77.6 million
High net worth individuals	205	$735.5 million
Banking or thrift institutions	Not reported	$371.5 million
Charitable organizations	Not reported	$9.8 million
Corporations or other businesses not listed above	170	$1.11 billion
Other	1	$1.5 million