Epsilon Financial Group, Inc.
Registered investment adviser · Fairfield, CA · CRD #111990
Form ADV data as of 2026-09-01Regulatory assets
$626.1 million
Total accounts
434
Employees
8
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/epsilon-financial-group
- Telephone: 707-428-5500
- SEC file number: 801-62454
- Most recent Form ADV filing: 2026-06-29
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $612.8 million |
| Non-discretionary regulatory assets under management | $13.3 million |
| Total regulatory assets under management | $626.1 million |
| Discretionary accounts | 418 |
| Non-discretionary accounts | 16 |
| Total accounts | 434 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 8 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 5 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 264 | $88.3 million |
| High net worth individuals | 164 | $514.6 million |
| Pension and profit sharing plans (not the participants or government plans) | 2 | $2.7 million |
| Corporations or other businesses not listed above | 4 | $20.5 million |