Adviser Record

Ernst & Young Investment Advisers LLP

Registered investment adviser · Secaucus, NJ · CRD #110921

Form ADV data as of 2026-09-01
Regulatory assets
$0
Total accounts
0
Employees
140
Disclosure events
0

Firm details

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management servicesNo
Discretionary regulatory assets under management$0
Non-discretionary regulatory assets under management$0
Total regulatory assets under management$0
Discretionary accounts0
Non-discretionary accounts0
Total accounts0

People

Total employees (excluding clerical)140
Employees performing investment advisory functions (including research)140
Employees who are registered representatives of a broker-dealer0
Employees registered as investment adviser representatives with a state140
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

Hourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPublication of periodicals or newslettersEducational seminars/workshops

Other business activities

Accountant or accounting firm

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered security-based swap dealerAccountant or accounting firm

Client types

Type of clientClientsAssets
Corporations or other businesses not listed above30Not reported