Euro Pacific Asset Management, LLC
Registered investment adviser · Dorado, PR · CRD #152922
Form ADV data as of 2026-09-01Regulatory assets
$2.18 billion
Total accounts
3,661
Employees
14
Disclosure events
1
Firm details
- Website: https://www.linkedin.com/company/epamfunds
- Telephone: 1-866-878-2881
- SEC file number: 801-71199
- Most recent Form ADV filing: 2026-07-31
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $2.18 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $2.18 billion |
| Discretionary accounts | 3,661 |
| Non-discretionary accounts | 0 |
| Total accounts | 3,661 |
| Regulatory assets under management attributable to non-U.S. persons | $40.4 million |
People
| Total employees (excluding clerical) | 14 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 3 |
| Employees registered as investment adviser representatives with a state | 7 |
| Employees registered as IARs for another investment adviser | 1 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 3 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 3,463 | $685.8 million |
| High net worth individuals | 124 | $303.7 million |
| Investment companies | 5 | $1.13 billion |
| Corporations or other businesses not listed above | 69 | $60.5 million |