F L Putnam Investment Management Co.

Registered investment adviser · Lynnfield, MA · CRD #106223

Form ADV data as of 2026-09-01

Regulatory assets

$9.72 billion

Total accounts

7,901

Employees

160

Disclosure events

Firm details

Website: https://www.flputnam.com
Telephone: 800-344-3435
SEC file number: 801-21951
Most recent Form ADV filing: 2026-08-19
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a false statement or omission
SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$9.64 billion
Non-discretionary regulatory assets under management	$75.7 million
Total regulatory assets under management	$9.72 billion
Discretionary accounts	7,821
Non-discretionary accounts	80
Total accounts	7,901
Regulatory assets under management attributable to non-U.S. persons	$17.4 million

People

Total employees (excluding clerical)	160
Employees performing investment advisory functions (including research)	90
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	68
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	1
Firms or persons who solicit advisory clients on the firm's behalf	7

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$2.99 billion
Clients for whom the firm has custody	1,118
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$173.3 million
Clients for whom a related person has custody	92
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	11

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Other

Affiliated related persons

Trust company

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	1,335	$522.3 million
High net worth individuals	1,488	$7.04 billion
Investment companies	1	$92.9 million
Pension and profit sharing plans (not the participants or government plans)	6	$173.3 million
Charitable organizations	203	$1.75 billion
Corporations or other businesses not listed above	21	$138.2 million