First Sentier Investors International Im Limited
Registered investment adviser · Edinburgh · CRD #110992
Form ADV data as of 2026-09-01Regulatory assets
$16.09 billion
Total accounts
16
Employees
314
Disclosure events
12
Firm details
- Website: https://www.firstsentiergroup.com
- Telephone: 44(0)131 473 2200
- SEC file number: 801-17900
- Most recent Form ADV filing: 2026-06-16
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 6 disclosure questions answered Yes, covering 12 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- A court dismissed an investment-related civil action under a settlement agreement
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $16.09 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $16.09 billion |
| Discretionary accounts | 16 |
| Non-discretionary accounts | 0 |
| Total accounts | 16 |
| Regulatory assets under management attributable to non-U.S. persons | $16.04 billion |
People
| Total employees (excluding clerical) | 314 |
| Employees performing investment advisory functions (including research) | 50 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Brokers or dealers selected under 8.C.(3) are related persons
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 3 | $528.1 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 11 | $12.64 billion |
| Pension and profit sharing plans (not the participants or government plans) | 1 | $1.39 billion |
| Sovereign wealth funds and foreign official institutions | 1 | $1.53 billion |