First Sentier Investors (Uk) Im Limited

Registered investment adviser · Edinburgh · CRD #281323

Form ADV data as of 2026-09-01

Regulatory assets

$13.27 billion

Total accounts

Employees

314

Disclosure events

Firm details

Website: https://www.firstsentiergroup.com
Telephone: +44 (0)131 473 2200
SEC file number: 801-106688
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 6 disclosure questions answered Yes, covering 12 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A court dismissed an investment-related civil action under a settlement agreement

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$13.27 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$13.27 billion
Discretionary accounts	24
Non-discretionary accounts	0
Total accounts	24
Regulatory assets under management attributable to non-U.S. persons	$13.27 billion

People

Total employees (excluding clerical)	314
Employees performing investment advisory functions (including research)	50
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered security-based swap dealerCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust companyInsurance company or agencyReal estate broker or dealerSponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Brokers or dealers selected under 8.C.(3) are related persons

Client types

Type of client	Clients	Assets
Investment companies	2	$342.6 million
Pooled investment vehicles (other than investment companies and BDCs)	21	$12.76 billion
Sovereign wealth funds and foreign official institutions	1	$169.7 million