Garden State Investment Advisory Services, LLC

Registered investment adviser · Red Bank, NJ · CRD #133088

Form ADV data as of 2026-09-01

Regulatory assets

$673.8 million

Total accounts

2,456

Employees

Disclosure events

Firm details

Website: http://www.cluwealthadvisors.com
Telephone: 732-280-6886
SEC file number: 801-79500
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 11 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$523.7 million
Non-discretionary regulatory assets under management	$150.1 million
Total regulatory assets under management	$673.8 million
Discretionary accounts	1,912
Non-discretionary accounts	544
Total accounts	2,456
Regulatory assets under management attributable to non-U.S. persons	$4.7 million

People

Total employees (excluding clerical)	32
Employees performing investment advisory functions (including research)	29
Employees who are registered representatives of a broker-dealer	29
Employees registered as investment adviser representatives with a state	29
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	25
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	2,341	$341.5 million
High net worth individuals	151	$313.2 million
Pension and profit sharing plans (not the participants or government plans)	13	$7.6 million
Corporations or other businesses not listed above	26	$11.5 million