Geneos Wealth Management, Inc.

Registered investment adviser · Englewood, CO · CRD #120894

Form ADV data as of 2026-09-01

Regulatory assets

$9.22 billion

Total accounts

33,378

Employees

200

Disclosure events

Firm details

Website: http://www.geneoswealth.com
Telephone: 303-785-8470
SEC file number: 801-62331
Most recent Form ADV filing: 2026-04-10
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 9 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$9.21 billion
Non-discretionary regulatory assets under management	$4.2 million
Total regulatory assets under management	$9.22 billion
Discretionary accounts	33,373
Non-discretionary accounts	5
Total accounts	33,378
Regulatory assets under management attributable to non-U.S. persons	$38.0 million

People

Total employees (excluding clerical)	200
Employees performing investment advisory functions (including research)	200
Employees who are registered representatives of a broker-dealer	200
Employees registered as investment adviser representatives with a state	200
Employees registered as IARs for another investment adviser	15
Employees who are licensed insurance agents	200
Firms or persons who solicit advisory clients on the firm's behalf	5

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops

Other business activities

Broker-dealer (registered or unregistered)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmInsurance company or agencyPension consultantReal estate broker or dealer

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	20,649	$7.94 billion
High net worth individuals	618	$1.06 billion
Charitable organizations	144	$63.1 million
Corporations or other businesses not listed above	257	$147.7 million